Question 1

What is the focus of Ruddy Gregory, PLLC?

Accepted Answer

Ruddy Gregory, PLLC is a boutique law firm that provides specialized legal guidance and counsel to its core client base of privately held corporations and smaller brokerage and advisory firms. The firm's primary areas of practice include entity formation, digital assets and fintech, mergers and acquisitions, real property transactions, and other general corporate transactions.

Question 2

What regulatory agencies does Ruddy Gregory, PLLC work with?

Accepted Answer

Ruddy Gregory, PLLC provides legal advice to its clients regarding their regulatory needs associated with the National Futures Association (NFA), Commodity Futures Trading Commission (CFTC), Securities and Exchange Commission (SEC), Federal Energy Regulatory Commission (FERC), and other federal and state regulatory agencies.

Question 3

Who are Ruddy Gregory, PLLC's clients?

Accepted Answer

In addition to providing legal counsel to registered investment advisers, commodity futures registrants (IBs, FCMs, CPOs, and CTAs), hedge funds, and other members of the alternative investment community, Ruddy Gregory, PLLC also serves as legal counsel to futures commission merchants, larger investment firms, entrepreneurs from diverse industries, private equity funds, and venture capitalists.

Question 4

What types of legal services does Ruddy Gregory, PLLC offer?

Accepted Answer

Ruddy Gregory, PLLC provides a range of legal services, including assistance with initial and ongoing regulatory compliance, representation in business litigation matters, and guidance on entity formation, mergers and acquisitions, real property transactions, and other general corporate transactions.

Question 5

Where are Ruddy Gregory, PLLC's offices located?

Accepted Answer

Ruddy Gregory, PLLC has offices in Washington, DC and Denver, CO, allowing the firm to serve clients in various regions.

Ruddy Gregory, PLLC

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About Ruddy Gregory, PLLC

Frequently Asked Questions about Ruddy Gregory, PLLC

What is the focus of Ruddy Gregory, PLLC?

What regulatory agencies does Ruddy Gregory, PLLC work with?

Who are Ruddy Gregory, PLLC's clients?

What types of legal services does Ruddy Gregory, PLLC offer?

Where are Ruddy Gregory, PLLC's offices located?

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