Question 1

What is the focus of the law firm's practice?

Accepted Answer

The focus of the law firm's practice is the representation of individual and institutional investors in arbitrations and litigations involving claims of breach of fiduciary duty, breach of contract, mismanagement, fraud, suitability, unauthorized trading, and churning. The firm also represents brokers, traders, senior managers, and officers regarding employment disputes such as discrimination, unpaid bonuses, severance packages, and forfeiture-for competition clauses for unvested stock.

Question 2

What types of services does the firm provide for brokers and financial professionals?

Accepted Answer

The firm has extensive experience representing both employers and employees regarding recruiting practices, including advising brokers of best practices to avoid litigation before they resign, negotiating on behalf of brokers with new prospective employers, advising brokers regarding their employment contracts and non-competition/non-solicitation agreements, advising broker-dealers on best practices when hiring a prospective broker, and advising brokers and negotiating the resolution of outstanding promissory notes.

Question 3

What other areas of expertise does the firm have?

Accepted Answer

In addition to its work in the investment world, the firm has also performed internal investigations of several stock loan departments and has represented those firms and their current and former employees in regulatory investigations.

Question 4

Who is Professor Christine Lazaro, and what is her role with the firm?

Accepted Answer

Professor Christine Lazaro is of counsel to the law firm and is the director of the St. John's University School of Law Securities Arbitration Clinic, where she supervises students in representing investors in securities arbitration proceedings.

Question 5

Where are the firm's offices located?

Accepted Answer

The law offices of Brent A. Burns have a nationwide practice with offices in Alpine, New Jersey and New York City.

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Frequently Asked Questions about Brent A. Burns

What is the focus of the law firm's practice?

What types of services does the firm provide for brokers and financial professionals?

What other areas of expertise does the firm have?

Who is Professor Christine Lazaro, and what is her role with the firm?

Where are the firm's offices located?

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